Introduction to Schema Therapy

By Kenneth Rothbaum, MD

[Spring 2006; Vol. 32, No. 3; Pg 8, 11]

In the last 30 years cognitive behavioral therapy (CBT) has revolutionized psychotherapy.  However, it is primarily effective for patients who have acute disorders like depression and anxiety. Some patients do not respond to it in its classical form.  Some of them have chronic or recurrent Axis I disorders and personality disorders, while others complain primarily of interpersonal difficulties.

Schema therapy (ST) is designed to treat them.  It represents the work of Jeffrey Young, PhD, who is a former director of Aaron Beck’s CBT Institute in Philadelphia.  Therefore, his work developed in the context of CBT theory and practice, though some of its features come from psychodynamic, gestalt, and classical behavioral therapy.  It is a relatively short-term therapy in which the therapist is highly active. It contains specific strategies to treat specific schemas.

A schema is a broad theme in a person’s life, comprised of memories, behaviors, and cognitions.  Schema therapy is designed to resolve current problems that are related to unmet early childhood needs like the need for autonomy or nurturing.  Schemas are deeply held, unquestioned dysfunctional beliefs about the self, others, and the world.  When something activates them, they produce powerful, dysphoric affects and self-defeating responses.  The 18 schemas are grouped into domains: some of them are concerned with disconnection and rejection, impaired autonomy and performance, underdeveloped self, impaired limits, other-directedness, over-vigilance, and inhibition.  Domains largely represent the needs of young children.

Unmet childhood needs create what are called early maladaptive schemas (EMS), such as emotional deprivation, abandonment/instability, mistrust/abuse, and defectiveness/shame.  For example, a child who has been insufficiently nurtured may develop an “emotional deprivation” schema and will believe that he or she will never get the affection, understanding, and closeness he or she needs. It is “just how things are.”

In response to an EMS, an individual must learn to cope.  There are three “schema coping styles”-–surrender, avoidance, and over-compensation, corresponding to freeze, flight, or fight.  For example, a patient with an emotional deprivation schema might marry someone cold and aloof (surrender), another might withdraw (avoidance) and a third might demand that others address unmet emotional need (overcompensation).

Schema therapy also takes temperament into consideration.  A specific temperament lies somewhere on a continuum, with extreme ones shaping the formation of schemas and coping styles, and therefore contributing to problems.

The initial evaluation and case conceptualization is conducted over several sessions.  The therapist takes note of self-defeating patterns, discusses early development, and identifies schemas and coping strategies.  The identification of schemas evolves from interviews, imagery, and the answers to two questionnaires. The “schema questionnaire” examines the patient’s current attitudes, while the “Young parental inventory” looks at the patient’s impressions of parental attitudes.  The presenting problem should be conceptualized in terms of schemas. Coping styles, temperament, and the goals of treatment should be explored.

The therapist then employs cognitive, experiential(imagery, role-playing, etc.), behavioral (testing patients’ hypotheses), and relational (limited re-parenting) strategies.  Schema “flash cards” can be used when a schema is activated; they can help mitigate the extreme affect and maladaptive behavior that can follow activation. The therapist teaches the patient how schemas contribute to current problems.  During treatment of an “emotional deprivation” schema the therapist will ask the patients to diminish their exaggerated beliefs that others are selfishly depriving them of what they need.  Patients learn that caring exists on a continuum and they learn how to see which of their needs are not being met.  Because schemas develop so early, the patient is largely unaware of them, but the therapist can use experiential strategies like role-playing or imagery to bring them to awareness.  The therapeutic relationship is utilized to guide patients to choose more nurturing partners and to help them avoid over-reacting with anger when their needs are thwarted. 

Here is the case of a 40-year-old lawyer who reported that his wife had been angry with him for years because he was dependent on her and was enmeshed with his mother.  Because he allowed his mother to act like a dictator towards him his entire family had to comply with her demands.  When he was a child he had been taught that expressing needs was “bad”.  He has had difficulty asserting himself at work and he therefore was failing to live up to his potential. He was expecting that others were trying to control him.  His wife was talking of a separation because he appeared to be unwilling to change.  He had been in conventional psychotherapy intermittently for years.

His questionnaire revealed several schemas–-enmeshment, self-sacrifice, subjugation, approval-seeking, and dependence.  To determine which one was most connected to the presenting problem, he was asked to do an imagery exercise.  With his eyes closed, he was asked to bring up a childhood image of struggling with his mother.  He had to describe the image in detail—his mother’s demands, how he felt and how the struggle was resolved.  He was then  asked to tell his mother what he wanted and how he wished to resolve the struggle.

Subjugation was the relevant schema for him.  It is an excessive surrendering of control to others because one feels coerced, usually for fear of the other’s anger, retaliation, or abandonment.  It can take two forms–-subjugation of needs(the suppression of one’s preferences, decisions, and desires) and subjugation of emotions (the suppression of emotions, especially anger). It involves the perception that one’s opinions and desires are not valid or are unimportant to others.  These patients are usually overly compliant, but they may periodically have a buildup of anger that can lead to acting-out, passive-aggressive behavior, or psychosomatic symptoms.  An alternate presentation is rebelliousness, which represents over-compensation.

This patient was groomed to be an obedient child and he  remained that way, capitulating to his mother and wife and others in order to avoid confrontation.  He was afraid, so he acted on his maladaptive beliefs by suppressing his true self.  He was surrendering to his schema.  One of the goals of treatment was for him to learn that he has a right to express his needs and to ask for what he wants.  The therapist challenged him to consciously diminish his exaggerated belief that he would suffer negative consequences if he asserted his needs.  He had been using a cognitive style of thinking in terms of “all or nothing” and over-generalizing when confronted with others who were in position (real or perceived) of authority.  His cognitive schema style was immature and rigid, providing evidence that he developed it early in his life. 

He was asked to test his exaggerated beliefs and to alter his behavior.  First, the therapist used role-playing to teach him to appropriately identify when he was angry and what his needs were.  He used imagery to express his anger at the controlling parent, to identify his needs, and then to ask for them to be met.  On a behavioral level, he was encouraged to assert his needs with others and to learn more about himself.  Because a patient like this often gravitates towards people who like to control others, he was guided to identify them and to avoid them. 

Within a few months this man was able to tentatively assert himself with his mother, since he was no longer inappropriately frightened that she would retaliate and he was no longer controlled by a sense of guilt.  He took more responsibility at home by planning meals and outings. His wife noticed these changes, which improved their relationship.  It was clear that his attitudes and behaviors would require more work, lest he revert to his former ways, but his prognosis was excellent.